HKLII

Hong Kong Law Reform Commission

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Chapter 7

 

Safeguards as a condition

for reform

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7.1           As indicated in Chapter 6, we regard any reform of the law relating to the admissibility of hearsay evidence as being necessarily subject to effective safeguards against potentially undesirable consequences arising from that admissibility. 

 

7.2           Very few, if any, common law jurisdictions have recommended or adopted provisions which admit hearsay in criminal proceedings without any safeguards.  The range of safeguards adopted is diverse, and we have identified and propose a number of essential safeguards as a pre-requisite for the introduction of any reform.  Paramount amongst these is the necessity to guard against the admission of evidence:

 

(a)       which may cause injustice to the accused;

 

(b)       which is unnecessary in the context of the issue to be decided;  or

 

(c)        the reliability of which

i           is not obviously apparent by virtue of its provenance or setting;  or

ii          in other cases, cannot be tested.

 

7.3           We hold the view that if these two safeguards are assured injustice to an accused person, as well as to the prosecution, will be avoided, for inherent in these safeguards is the protection of fundamental rights.

 

7.4           We further recognise that any reform must avoid

 

(a)       conferring too wide a discretion on the tribunal to admit hearsay evidence, which could lead to inconsistency of approach;

(b)       the possibility for abuse of the new rules by either the prosecution or the defence;

(c)        undue proliferation of issues of admissibility;

(d)       undue prolongation of hearings;

(e)       distortion of the tribunal's fact finding process;  and

(f)         the admissibility of multiple hearsay.

 

It is also axiomatic that any reform must be compatible with the Basic Law, the Hong Kong Bill of Rights Ordinance (Cap 383), and the International Covenant on Civil and Political Rights as applied to Hong Kong.  

 

7.5           Particular consideration was given by the Sub-committee as to whether different standards of admissibility should be applied where the defence, as opposed to the prosecution, seeks to introduce hearsay evidence.  That issue was considered both by the English Law Commission[1] and the Australian Law Reform Commission[2].

 

7.6           The majority of the Sub-committee is of the view that the identified safeguards render any differential unnecessary; that such a provision would run contrary to the general principle of symmetry in the trial process; and that rules of evidence should apply evenly and equally to all parties.  A minority of the Sub-committee, however, holds the view that the rules should apply with different, and more permissive, effect to the defence.

 

7.7          Where the oral testimony of a declarant is important and necessary, but that declarant is unavailable, substitute hearsay evidence should only be considered admissible if the unavailability of the declarant is regarded as a pre-requisite to such admissibility. 

 

7.8           Simple unavailability of the declarant would not be a ground per se for admissibility, the potential evidence still having to satisfy the general test of reliability proposed.  Nor would unwillingness on the part of a declarant to attend to testify orally equate to unavailability of that declarant.

 

7.9           The application of the "best evidence" principle requires a party to adduce the oral non-hearsay testimony of witnesses if it is reasonably obtainable.  In the situation where oral testimony is unobtainable, the party seeking to introduce the hearsay evidence would be required still to produce the hearsay evidence that it possesses that offers the tribunal of fact the best opportunity to see and hear the declarant.

 

7.10                We addressed the situation where a number of persons are jointly charged and one of the accused wishes to tender hearsay evidence advantageous to his case but prejudicial to that of a co-accused.  We take the view that such a situation is not infrequently encountered in respect of non-hearsay evidence and is addressed by the tribunal's ability to order a separation of trials.

 

 

 

 

 

 

Recommendation 2

 

We recommend that any reform of the existing law of hearsay in Hong Kong criminal proceedings must have built-in safeguards that protect the rights of defendants and ensure the integrity of the trial process.

 


 



[1]             Law Commission, Report: Evidence in Criminal Proceedings: Hearsay and Related Topics (1997), Law Com No 245, at paras 5.30-5.31, 5.41.

[2]             The Law Reform Commission, Evidence (1987), Report No 38, at para 139.