HKLII

Hong Kong Law Reform Commission

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Preface

__________

 

 

 

Terms of reference

 

1.                     In May 2001, the Chief Justice and the Secretary for Justice directed the Law Reform Commission:

 

To review the law in Hong Kong governing hearsay evidence in criminal proceedings, and to consider and make such recommendations for reforms as may be necessary.

 

 

The Sub-committee

 

2.             Following that referral, a sub-committee was appointed by the Commission.  Its membership is:  

 

Hon Mr Justice Stock

  (Chairman)

 

Justice of Appeal

 

Peter Chapman

Senior Assistant Director of Public

Prosecutions

Department of Justice

 

Alan Hoo, SBS, SC, JP

Senior Counsel

 

Andrew Lam

Solicitor

 

Gerard McCoy, SBS, QC, SC

Senior Counsel

Professor of Law, City University of Hong Kong

Adjunct Professor of Law, University of Canterbury, New Zealand

 

Anthony Upham

Associate Professor

School of Law

City University of Hong Kong

 

H H Judge Wright

Judge of the District Court

 

Simon Young

Associate Professor

Faculty of Law

University of Hong Kong

 

Peter Sit

Secretary

 

Working method

 

3.             It was apparent from the introductory meeting on 30 August 2001 that the subject matter and the approach to it might be controversial, the question having been raised at that very first meeting whether there would be room for a minority report.  It was agreed that the first question to address was whether there were any existing problems with the law as it now stood.  The work of the committee became complex, requiring detailed study of the rationale for the rules and their exceptions, of criticisms made in common law jurisdictions of the present state of the law, whether those criticisms were valid in Hong Kong, and of solutions proposed elsewhere.

 

4.             All this required preparation of papers by individual committee members, the co-option of further members, and the formation of subgroups to prepare suggested solutions and drafts.

 

5.             There was a proposal early on that the question be put to the Bar Association whether there was a perceived problem with the existing rules.  The majority of the sub-committee failed, however, to see that that would be a useful exercise, since any response would be without the benefit of a detailed exposition of the rules, which are complex, the suggested problems, and of studies elsewhere. Yet the question was in fact put to the Criminal Law and Procedure Committee of the Law Society by the Chairman of that Committee, who is also a member of the sub-committee, who informed the sub-committee on 26 November 2001 that all the members of that Committee considered that the law did not require amendment (see paragraph 4.3 below).

 

6.             The provisional recommendations set out in this consultation paper are the product of extensive research and detailed debate.  The process has been lengthy and has included the production of no fewer than 73 papers directed at specific issues of discussion

 

7.             The Sub-committee met on 19 occasions.

 

 

What is "the rule against hearsay"?

 

8.             The rule against hearsay in criminal proceedings renders hearsay evidence generally inadmissible in criminal proceedings unless that evidence falls within one of the common law or statutory exceptions to the rule.  A simple explanation of the term hearsay would be that "when A tells a court what B has told him, that evidence is called hearsay".[1]  The need to exclude hearsay evidence when it is adduced to prove the truth of the original statement is mainly based on the assumption that indirect evidence might be untrustworthy and unreliable, particularly in so far as it is not subject to cross-examination.  The law's requirement that only first hand testimony of the statement-maker can be admitted in evidence ensures that the witness's credibility and accuracy can be tested in cross-examination.

 

 

Criticisms of the rule and reform in other jurisdictions

 

9.             Despite this rationalisation, the hearsay rule has been the subject of widespread criticism over the years from academics, practitioners and the Bench.  One of the main criticisms is that the rule is strict and inflexible, and excludes hearsay evidence even if it is cogent and reliable.[2]  The inadmissibility of hearsay evidence that is otherwise cogent and relevant to the determination of the guilt or innocence of an accused sometimes results in the exclusion of evidence which by standards of ordinary life would be regarded as accurate and reliable.  This can result in absurdity and also in injustice.

 

10.           The complexity of the rule and the lack of clarity of its exceptions have also been criticised.  Lord Reid in Myers v DPP[3] described the rule as "absurdly technical"[4] and observed that "it is difficult to make any general statement about the law of hearsay which is entirely accurate."[5]

 

11.           In the light of these criticisms, proposals for reform have been put forward in every common law jurisdiction where the subject has been studied for the purpose of reform.  As noted above, the law of hearsay is a topic which many other jurisdictions have recognised as being in need of attention.  In each instance where a review has been carried out, there has been recognition of the need for change.

 

 

Consultation paper

 

12.           This consultation paper sets out in Chapter 1 the history and nature of the rule against hearsay in criminal proceedings; examines in Chapter 2 the justification for the rule; sets out in Chapter 3 the present law that governs the admissibility of hearsay evidence in criminal proceedings; and examines in Chapter 4 the shortcomings of the existing law.  Chapter 5 describes reforms that have been proposed or carried out in other common law jurisdictions; explains in Chapter 6 the need for reform; examines in Chapter 7 the notion of introducing safeguards as a condition for reform; and presents in Chapter 8 a number of possible options for reform, with their respective advantages and disadvantages. Chapter 9 introduces the proposed model of reform ("the Core Scheme") ; deals with a number of special topics in Chapter 10; addresses the issue of human rights in Chapter 11; and in Chapter 12 summarises all our recommendations for reform.

 

13.           The purpose of this consultation paper is to elicit comment on the suggested need for reform and on the way in which the hearsay law should be shaped in Hong Kong.  We remain open minded as to the best way forward, and seek input from the community on the preferred proposal.

 



[1]                   R May, Criminal Evidence (Sweet & Maxwell, 3rd edition, 1995), at 179.

[2]                   Bruce and McCoy, Criminal Evidence in Hong Kong (Butterworths, Issue 8, 1999), at [52] of Division IV.

[3]             [1965] AC 1001.

[4]             [1965] AC 1001, at 1019.

[5]             [1965] AC 1001, at 1019-20.