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Hong Kong Law Reform Commission |
2. In October 1985, in response to concerns as to the amount of court
time which was devoted to the hearing of objections in criminal trials to the
admissibility of statements taken by the police from accused persons, the Law
Reform Commission published its Report on Confession Statements and their
Admissibility in Criminal Proceedings (the Report).
3. The Report
made a wide range of recommendations for reform, covering both substantive law
and procedural matters. The Report looked not only at the procedure adopted in
court for determining the admissibility of confession statements, but also at
the practice adopted in the taking of such statements. Among the Report’s
recommendations was the establishment of a clear framework for the taking of
confession statements from suspects. In addition, the Report recommended that,
when the prosecution might wish to adduce at any subsequent trial evidence of a
statement made by the accused, the accused should be brought before a Justice of
the Peace within 24 hours of being charged, where he would be given the
opportunity to raise any complaint as to his treatment since arrest. The record
of the JP’s interview would be tape recorded and would be admissible at
trial. The purpose of the proposed scheme was to provide an early opportunity
for the accused to raise any complaint of police impropriety, and so to enable
its prompt investigation, and to discourage objections to the admissibility of a
confession statement being first raised at trial.
4. It was always the
Commission’s stated intention that the proposals put forward in the Report
should be treated as a package, and that one part of the scheme should not be
implemented in the absence of another. Taken together, the Commission believed
that the Report’s recommendations would significantly reduce the amount of
court time devoted to voir dire hearings, by reducing the frequency of
objections to the admissibility of confession statements. In the event, the
Administration rejected the Commission’s recommendations. However, many
of the Report’s recommendations are in fact reflected in the Rules and
Directions For the Questioning of Suspects And The Taking of Statements (the
Rules and Directions)[1] which were
promulgated by the then Secretary for Security in October 1992 for the purpose
of providing clear guidelines on the questioning and taking of statements from
suspects by members of the Hong Kong Police Force, the Customs and Excise
Department, the Immigration Department and the Independent Commission Against
Corruption.
5. A further significant development since the publication of the
earlier Report has been the increasing use of video recording in the taking of
statements from accused persons. The reasonable expectation would be that the
use of such facilities would lead to a significant reduction in the number of
objections taken at trial to the admissibility of confession statements. This
would in turn reduce the amount of court time to be devoted to the hearing of
objections to the admissibility of statements taken from accused persons.
6. The Independent Commission Against Corruption (ICAC) first began
experiments with the videotaping of interviews in March 1989. In 1991, the
video system became the established method of interviewing suspects, and
progressively more interviewing facilities were made available. Since 1997,
virtually all interviews have been conducted with the use of video. The number
of voir dire hearings which have arisen from video recorded interviews
are shown in Table 1 below, while Table 2 shows the equivalent figures arising
from interviews recorded in writing over the same period.
Table 1 - No of voir dires arising from video recorded ICAC interviews
|
|
1991
|
1992
|
1993
|
1994
|
1995
|
1996
|
1997
|
|
(a) Persons prosecuted
|
91
|
183
|
460
|
294
|
311
|
368
|
267
|
|
(b) No. of pleas of Not Guilty
|
42
|
79
|
83
|
129
|
145
|
211
|
159
|
|
(c) b as % of a
|
46.2%
|
43.2%
|
18%
|
43.9%
|
49.6%
|
57.3%
|
59.6%
|
|
(d) No. of voir dires
|
5
|
9
|
22
|
18
|
28
|
35
|
29
|
|
(e) d as % of b
|
11.9%
|
11.4%
|
26.5%
|
14%
|
19.3%
|
16.6%
|
18.2%
|
|
(f) No. admitted as evidence
|
4
|
9
|
17
|
15
|
20
|
10
|
23
|
|
(g) f as % of d
|
80%
|
100%
|
77.3%
|
83.3%
|
71.4%
|
28.6%
|
79.3%
|
Table 2 - No of voir dires arising from written records of ICAC interviews
|
|
1991
|
1992
|
1993
|
1994
|
1995
|
1996
|
1997
|
|
(a) Persons prosecuted
|
8
|
12
|
89
|
13
|
55
|
69
|
-
|
|
(b) No. of pleas of Not Guilty
|
8
|
9
|
11
|
4
|
15
|
22
|
-
|
|
(c) b as % of a
|
100%
|
75%
|
12.4%
|
30.8%
|
27.3%
|
31.9%
|
-
|
|
(d) No. of voir dires
|
3
|
1
|
2
|
2
|
1
|
-
|
-
|
|
(e) d as % of b
|
37.5%
|
11.1%
|
18.2%
|
50%
|
6.7%
|
-
|
-
|
|
(f) No. admitted as evidence
|
1
|
0
|
2
|
2
|
1
|
-
|
-
|
|
(g) f as % of d
|
33.3%
|
0%
|
100%
|
100%
|
100%
|
-
|
-
|
7. The ICAC “are absolutely convinced that [videotaping] is
the fairest and most equitable means of recording interviews of suspects by law
enforcement officers.”[2]
They point out that its advantages include the fact that “it is very
difficult to dispute the actual content of an interview when the interview is
recorded on videotape, and the lack of opportunity for suspects to make
unfounded allegations - criminal or otherwise - against law enforcement officers
in respect of the actual interviews.”
8. Videotaping of
interviews by the Police was first introduced in 1993. There are currently 10
Video Interview Rooms to interview persons whose cases are likely to be heard in
the District Court or the Court of First Instance of the High Court, and a total
of 60 are planned by October 1998, with each major police station to be provided
with at least one such facility. Table 3 shows a comparison between the rates
of challenge to videotaped and non-videotaped interviews by the Police.
Table 3 - Comparison of challenges in court to videotaped
and non-videotaped Police interviews in
1997[3]
|
|
High Court
|
District Court
|
|
(a) Persons charged (Not all persons charged are interviewed)
|
542
|
1966
|
|
(b) Videotaped interviews
|
169
|
151
|
|
(c) b as % of a
|
31%
|
7.7%
|
|
(d) Non-videotaped interviews
|
346
|
1414
|
|
(e) d as % of a
|
63.9%
|
72%
|
|
(f) Videotaped interviews challenged
|
26
|
18
|
|
(g) f as % of b
|
15%
|
12%
|
|
(h) Non-videotaped interviews challenged
|
115
|
496
|
|
(i) h as % of d
|
33%
|
35%
|
|
(j) Videotaped interviews not admitted into evidence
|
7
|
3
|
|
(k) j as % of b
|
4%
|
2%
|
|
(l) Non-videotaped interviews not admitted into evidence
|
43
|
116
|
|
(m) l as % of d
|
12%
|
8%
|
9. It is clear from both the ICAC and Police experience that the use
of videotape has proved effective in reducing the number of challenges to the
admissibility of confession statements, and that where objection is raised there
is less likelihood that the statement will subsequently be rejected where the
interview has been videotaped.
10. While the changes which have been introduced in respect of the
questioning of suspects have had some impact on the frequency of voir
dire proceedings, the problem remains that substantial court time has to be
devoted to the hearing of objections to the admissibility of confession
statements.
11. In a letter to the Secretary of the Commission of 12
January 1998, Mr Justice Litton suggested that it would be timely for the
Commission to re-examine the issue of admissibility of confession statements
afresh. He pointed out that criminal trial judges hold the view that the
process by which the question of admissibility of confession statements is
considered separate from evidential weight is unsatisfactory. This is
particularly so in jury trials. Much court time is at present spent by the
judge sitting alone hearing the witnesses in a voir dire to determine
admissibility, only to have the same witnesses called over again before the jury
to consider the question of evidential weight, once the confession statement is
admitted.
12. In the light of Mr Justice Litton’s letter, the
Commission considered at its meetings in April and June 1998 the existing
procedure for the admission of confessions statements in criminal proceedings
and examined the approach adopted in a number of overseas jurisdictions. They
concluded that the procedural aspects of the determination of the admissibility
of confession statements at trial should be re-examined. This consultation
paper is the result. It endeavours to set out in Chapter 1 as background
information the existing law and procedures that govern the admissibility of
confession statements; examines in Chapter 2 the relevant procedures adopted by
a number of overseas jurisdictions, and in Chapter 3 presents a number of
possible options, with their respective advantages and disadvantages, for
procedural reform. It should be stressed at the outset that this paper confines
itself to the procedural question as to how the admissibility of confession
statements is determined at trial, and does not venture into matters of
substantive law, or of the procedures to be adopted for the questioning of
suspects by law enforcement agencies.
13. At this stage, the Commission
has reached no firm view as to which of these options should be pursued, and the
present paper is issued to provoke public discussion on the issues raised. The
Commission welcomes views on this paper and the options for reform it
presents.
[1] Published in Special Supplement No. 5 to the Hong Kong Government Gazette, 2 October 1992
[2] Extract from a letter to the Secretary to the Law Reform Commission of 5 August 1998. The Commission is indebted to the ICAC for providing the statistical data contained in Tables 1 and 2.
[3] From information provided in a letter from the Police to the Secretary to the Law Reform Commission of 10 July 1998, for which the Commission is grateful.