Hong Kong Regulations

SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES

- CHAPTER 571AB

TABLE OF PROVISIONS

           Long Title

   1.      (Omitted as spent)
   2.      Interpretation
   3.      Application of Part 2
   4.      Securities
   5.      No levy on stock options
   6.      (Repealed L.N. 122 of 2008)
   7.      (Repealed L.N. 122 of 2008)
   7A.     No levy on sale and purchase of securities by securities market
           maker permit holders
   8.      Application of Part 3
   9.      Futures contracts
   10.     Mini-Hang Seng Index Futures Contracts, Mini-Hang Seng Index Options
           Contracts and Mini-Hang Seng China Enterprises Index Futures
           Contracts*
   11.     Stock futures contracts
   12.     Payment of levies
   13.     Exchange Company to collect and remit levy
   14.     Exchange Company to deposit levies in bank pending remittance
   15.     Returns relating to remittance
   16.     Adjustment of remittance and returns
   17.     Late remittance charge
   18.     Accounts
   19.     Inspection of accounts
   20.     Report
   21.     Refund of levy
   22.     Notification of failure to pay levy
   23.     Provision of information
   24.     Commission to cause financial statement to be audited
   25.     Commission to publish exemption notice
   26.     Commission to publish termination of exemption notice


[ Note: This table has been automatically generated and may be incomplete. ]