COMPANIES (DISQUALIFICATION ORDERS) REGULATION
- CHAPTER 32I

COMPANIES (DISQUALIFICATION ORDERS) REGULATION - LONG TITLE  
Empowering section VerDate:30/06/1997



(Cap 32, section 168R)

[15 July 1994]

(L.N. 422 of 1994)



COMPANIES (DISQUALIFICATION ORDERS) REGULATION - SECT 1
Interpretation VerDate:01/07/2000



In this Regulation-
"grant of leave" (批給許可) means a grant by the court of leave referred to in 
section 168Q of the Ordinance to any person in relation to a 
disqualification order.
(Enacted 1994. 46 of 2000 s. 40)
"grant of leave" (批給許可)


COMPANIES (DISQUALIFICATION ORDERS) REGULATION - SECT 2
Application VerDate:30/06/1997



This Regulation applies in relation to a disqualification order made after 
the coming into operation of this Regulation and to a grant of leave, or 
any action taken by a court in consequence of which a disqualification 
order is varied or ceases to be in force, made or taken after that date, 
in relation to a disqualification order made before, on or after that date.
(Enacted 1994)



COMPANIES (DISQUALIFICATION ORDERS) REGULATION - SECT 3
Officers of court to furnish particulars to Registrar VerDate:01/04/2003




(1)	The following officers of the court shall furnish to the 
Registrar the particulars specified in section 4(1)(a) and (b) in the form 
and manner there specified-

        (a)	where a disqualification order or grant of leave is made by the 
Court of First Instance, the Chief Judicial Clerk;  (25 of 1998 s. 2)

        (aa)	where a disqualification order is made by the Tribunal within 
the meaning of section 2 of the repealed Ordinance (within the meaning of 
section 168R(5) of the Ordinance) or the Market Misconduct Tribunal within 
the meaning of section 1 of Part 1 of Schedule 1 to the Securities and 
Futures Ordinance (Cap 571), the clerk to the Tribunal concerned, except 
that, where there is no clerk to the first-mentioned Tribunal, then the 
clerk to the second-mentioned Tribunal;  (5 of 2002 s. 407)

        (b)	where a disqualification order is made by the District Court, 
the Registrar of the District Court;

        (c)	where a disqualification order is made by a magistrate, the 
First Clerk.

(2)	Where a disqualification order is made by any of the courts 
mentioned in subsection (1) and subsequently any action is taken by a 
court in consequence of which that order is varied or ceases to be in 
force the officer of the first-mentioned court specified in subsection (1) 
shall furnish to the Registrar the particulars specified in section 
4(1)(c) in the form and manner there specified.
(Enacted 1994)



COMPANIES (DISQUALIFICATION ORDERS) REGULATION - SECT 4
Particulars to be furnished by officers of court VerDate:30/06/1997




(1)	The form in which the particulars are to be furnished is-

        (a)	that set out in Schedule 1 with such variations as 
circumstances require and the particulars contained therein are the 
particulars specified for that purpose;

        (b)	that set out in Schedule 2 with such variations as 
circumstances require when a grant of leave is made by the court, and the 
particulars contained therein are the particulars specified for that 
purpose;

        (c)	that set out in Schedule 3 with such variations as 
circumstances require when any action is taken by a court in consequence 
of which a disqualification order is varied or ceases to be in force, and 
the particulars contained therein are the particulars specified for that 
purpose.

(2)	A prescribed officer of the court is to furnish the Registrar 
with the said particulars as soon as practically possible.
(Enacted 1994)



COMPANIES (DISQUALIFICATION ORDERS) REGULATION - SCHEDULE 1
  VerDate:01/04/2003



[section 4(1)(a)]

FORM D.O. 1

COMPANIES ORDINANCE

(Cap 32)

Particulars of a disqualification order

Pursuant to section 168R

To the Registrar of Companies 

I furnish the following particulars of a disqualification order made 
against a person as required by the Companies (Disqualification Orders) 
Regulation-


(1)	Section of the Companies Ordinance ("CO"), the repealed 
Securities (Insider Dealing) Ordinance ("SIDO") or the Securities and 
Futures Ordinance ("SFO") under which the order was made+-

Section 168E of CO	
Section 168F of CO	
Section 168G of CO	
Section 168H of CO	
Section 168J of CO	
Section 168L of CO	
Section 23(1)(a) of SIDO	
Section 24(1) of SIDO	
Section 214(2)(d) of SFO	
Section 257(1)(a) of SFO	
Section 258(1) of SFO	
Section 303(2)(a) of SFO	


(2) Particulars of the person against whom the order was made-


        (a) if an individual


Forename (Note 2)			
			* (	
				)

Surname (Note 3)			
			* (	
				)

Usual residential				
address at the
date of the				
order (Note 4)				
				
				
	Hong Kong identity card
	No., if any (Note 5)			
	
	Number and issuing country			
	of any passport (Note 6)			
				


        (b) if a body corporate 


Corporate name			
			

Registered No.			
			
	Address of registered		
	or principal office
	in Hong Kong at the		
	date of the order		
			


(3) Date on which the order was made-

Day	Month	Year
		


(4) Period of disqualification specified in the order-




Signed		Date	

Name		Position	

Court++	

+ Please tick appropriate box
* Note 1
++ Please state full name

Notes 1. In the case of a Chinese individual, the Chinese characters for 
any forename or surname, if they are used by such individual, must be 
included.
2. "Forename" includes a Christian or given name.
3. "Surname" in the case of a person usually known by a title different 
from his surname, means that title.
4. Usual residential address must be given. "Residential address" does not 
include an address at a hotel unless the person to whom it relates is 
stated to have no other permanent address nor does it include a post 
office box number unless coupled with a residential address.
5. "Identity card" means an identity card issued under the Registration of 
Persons Ordinance (Cap 177). If none, please state "None".
6. If the Hong Kong identity card number of the person has been given, 
there is no need to give this information.
(Enacted 1994. 46 of 2000 s. 40; 5 of 2002 s. 407)
"Forename"
"Surname"
"Residential address"
"Identity card"


COMPANIES (DISQUALIFICATION ORDERS) REGULATION - SCHEDULE 2
  VerDate:30/06/1997



[section 4(1)(b)]

FORM D.O. 2

COMPANIES ORDINANCE

(Cap 32)

Particulars of the grant of leave in relation
to a disqualification order

Pursuant to section 168R

To the Registrar of Companies

I furnish the following particulars of the grant of leave in relation to a 
disqualification order as required by the Companies (Disqualification 
Orders) Regulation-


(1)	Date of disqualification order in relation to which leave was 
granted-

Day	Month	Year
		


(2) Court which made the disqualification order in relation to which leave 
was granted-





(3) Particulars of the person to whom leave was granted- 


        (a) if an individual 


Forename (Note 2)			
			* (	
				)

Surname (Note 3)			
			* (	
				)
				
	Hong Kong identity card
	No., if any (Note 4)			
	
	Number and issuing country			
	of any passport (Note 5)			
				


        (b) if a body corporate 


Corporate name			
			

Registered No.			
			


(4) If the name in which the disqualification order was made was different 
from that at item (3), the name in which that order was made-


        (a) if an individual 


Forename (Note 2)			
			* (	
				)

Surname (Note 3)			
			* (	
				)
				
	Hong Kong identity card
	No., if any (Note 4)			
	
	Number and issuing country			
	of any passport (Note 5)			
				


        (b) if a body corporate 


Corporate name			
			

Registered No.			
			


(5) Name of company in respect of which leave was granted, or in the case 
of leave to promote or form a company, the proposed name of the company 
where it is available, or if not, a brief description of the activities of 
the company-

		
		
		


(6) Date on which leave was granted-

Day	Month	Year
		


(7) Activity for which leave was granted+-

Promotion 	
Formation 	
Directorship or other participation in management	
Liquidation	
Receivership or management of the property of the company	

Signed		Date	

Name		Position	

Court++	

* Note 1
+ Please tick appropriate box(es)
++ Please state full name

Notes 1. In the case of a Chinese individual, the Chinese characters for 
any forename or surname, if they are used by such individual, must be 
included.
2. "Forename" includes a Christian or given name.
3. "Surname" in the case of a person usually known by a title different 
from his surname, means that title.
4. "Identity card" means an identity card issued under the Registration of 
Persons Ordinance (Cap 177). If none, please state "None".
5. If the Hong Kong identity card number of the person has been given, 
there is no need to give this information.
(Enacted 1994)
"Forename"
"Surname"
"Identity card"


COMPANIES (DISQUALIFICATION ORDERS) REGULATION - SCHEDULE 3
  VerDate:01/04/2003



[section 4(1)(c)]

FORM D.O. 3

COMPANIES ORDINANCE

(Cap 32)

Particulars of the variation or cessation
of a disqualification order

Pursuant to section 168R

To the Registrar of Companies 

I furnish the following particulars of the action taken by a court whereby 
a disqualification order made by this court under the Companies Ordinance, 
the repealed Securities (Insider Dealing) Ordinance (Cap 395) or the 
Securities and Futures Ordinance (Cap 571) was varied or ceased to be in 
force-


(1)	Date on which the disqualification order was made by this court-

Day	Month	Year
		


(2) Particulars of the person against whom the disqualification order was 
made-


        (a) if an individual 


Forename (Note 2)			
			* (	
				)

Surname (Note 3)			
			* (	
				)
				
	Hong Kong identity card
	No., if any (Note 4)			
	
	Number and issuing country			
	of any passport (Note 5)			
				


        (b) if a body corporate 


Corporate name			
			

Registered No.			
			


(3) Name of court by which action was taken whereby the disqualification 
order was varied or ceased to be in force-





(4) Result of such action+-


        (a) order ceased to be in force		
		

        (b) order varied		

 if (b), state period of disqualification now specified in the order (to 
run from the date on which the order was originally made) 





(5) Date on which the new order was made-

Day	Month	Year
		

Signed		Date	

Name		Position	

Court++	

* Note 1
+ Please tick appropriate box
++ Please state full name

Notes 1. In the case of a Chinese individual, the Chinese characters for 
any forename or surname, if they are used by such individual, must be 
included.
2. "Forename" includes a Christian or given name.
3. "Surname" in the case of a person usually known by a title different 
from his surname, means that title.
4. "Identity card" means an identity card issued under the Registration of 
Persons Ordinance (Cap 177). If none, please state "None".
5. If the Hong Kong identity card number of the person has been given, 
there is no need to give this information.
(Enacted 1994. 46 of 2000 s. 40; 5 of 2002 s. 407)
"Forename"
"Surname"
"Identity card"