Hong Kong Regulations

SECURITIES AND FUTURES (CONTRACTS LIMITS AND REPORTABLE POSITIONS) RULES - SCHEDULE 2

PRESCRIBED LIMIT AND REPORTING LEVEL FOR STOCK OPTIONS CONTRACTS

(Past version on 25/06/2004).
(Past version on 23/05/2003).
(Past version on 01/04/2003).

[sections 2(1) & 5(b)]

Item Stock options contract Prescribed limit Reporting level

1. Stock options contracts on shares listed on a stock market operated by the
Stock Exchange Company 50000 open contracts per option class in any one market
direction for all expiry months combined 1000 open contracts per option class
per expiry month 2. Tracker Fund of Hong Kong stock options contract 50000
open contracts per option class in any one market direction for all expiry
months combined 1000 open contracts per option class per expiry month
3-66. (Repealed L.N. 232 of 2005) (L.N. 84 of 2003; L.N. 66 of 2004; L.N. 232
of 2005)