Hong Kong Regulations

SECURITIES AND FUTURES (CONTRACTS LIMITS AND REPORTABLE POSITIONS) RULES - SECT 6

Notice of reportable positions

(Past version on 01/04/2003).

(1) Any person who holds or controls a reportable position shall lodge a
notice in writing of that reportable position with the recognized exchange
company concerned within one reporting day following-

   (a)  the day on which the person first holds or controls that
        reportable position; and

   (b)  each succeeding day on which the person continues to hold or control
        that reportable position.

(2) A notice referred to in subsection (1) shall be accompanied by the
following information-

   (a)  the number of futures contracts or stock options contracts held or
        controlled by the person in respect of the reportable position in each
        relevant contract month; and

   (b)  if the reportable position is held or controlled for another person—

        (i)    the identity of that person; and

        (ii)   the number of futures contracts or stock options contracts held
               or controlled for such person in respect of the
               reportable position in each relevant contract month. (L.N. 35
               of 2004)