HKLII Hong Kong Regulations

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SECURITIES AND FUTURES (STOCK MARKET LISTING) RULES - SECT 7

Copy of ongoing disclosure materials to be filed with the Commission

(1) An issuer shall file with the Commission a copy of any announcement,
statement, circular, or other document made or issued by it or on its behalf
to the public or to a group of persons comprising members of the public
(including its shareholders)-

   (a)  under the rules and requirements of a recognized exchange company or
        any provision of law applicable; or

   (b)  pursuant to the terms of any listing agreement between the issuer and
        a recognized exchange company under the rules of the recognized
        exchange company, within one business day following the day on which
        such announcement, statement, circular or other document is made or
        issued.

(2) A person shall file with the Commission a copy of any announcement,
statement, circular or other document made or issued by the person or on his
behalf to the public or to a group of persons comprising members of the public
(including holders of the securities of an issuer) under any codes published
by the Commission under section 399(2)(a) and

   (b)  of the Ordinance within one business day following the day on which
        such announcement, statement, circular or other document is made or
        issued.

(3) An issuer or a person is regarded as having complied with subsection (1)
or (2) if the issuer or the person has-

   (a)  filed with the recognized exchange company concerned; and

   (b)  authorized the recognized exchange company in writing to file with the
        Commission on behalf of the issuer or the person, as the case may be,
        a copy of the relevant announcement, statement, circular or other
        document.



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