Hong Kong Regulations

SECURITIES AND FUTURES (INVESTOR COMPENSATION-CLAIMS) RULES - SECT 3

Notice inviting claims

PART 2

CLAIMS FOR COMPENSATION

(1) Where the Commission has reason to believe that a specified  person or any
associated person of the specified person has committed a default, it may
publish a notice inviting a qualifying client of the specified person named in
the notice who believes he has sustained loss as a result of such default to
claim for compensation. Such a notice shall be published in one or more
English language newspapers and one or more Chinese language newspapers which
are published daily and circulating generally in Hong Kong.

(2) A notice published under subsection (1) shall specify a date, not being
earlier than 3 months after publication of the notice, on or before which a
claim for compensation may be made under section 4.