Hong Kong Regulations

SECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES - SECT 6

Information and particulars to be entered in register of licensed persons and registered institutions

(1) For the purposes of section 136(2)(e) of the Ordinance, the register
maintained under section 136(1) of the Ordinance shall, in addition to the
information referred to in section 136(2)(a), (b), (c) and

   (d)  of the Ordinance, contain the particulars specified in Schedule 4.

(2) Where, pursuant to section 135 of the Ordinance and section 4, the
Commission is notified of any change in the information or particulars
relating to a licensed person or registered institution, it shall make such
amendments in the register as it considers necessary to record the change.

(3) Information and particulars in the register are to be updated at such
intervals as the Commission considers appropriate.