Hong Kong Regulations

SECURITIES AND FUTURES (LICENSING AND REGISTRATION) (INFORMATION) RULES

- CHAPTER 571S

TABLE OF PROVISIONS

           Long Title

   1.      (Omitted as spent)
   2.      Interpretation
   3.      Information to be provided with applications to Commission
   4.      Changes to be notified by intermediaries, licensed representatives and
           substantial shareholders
   5.      Information to be contained in annual returns
   6.      Information and particulars to be entered in register of licensed
           persons and registered institutions
   7.      Correction of errors in register
           SCHEDULE 1
           SCHEDULE 2
           SCHEDULE 3
           SCHEDULE 4


[ Note: This table has been automatically generated and may be incomplete. ]