HKLII Hong Kong Regulations

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SECURITIES AND FUTURES (CONTRACT NOTES, STATEMENTS OF ACCOUNT AND RECEIPTS) RULES - SECT 6

Consolidation of contract notes with daily statements of account

An intermediary may, instead of preparing and providing to a client one or
more than one contract note under section 5 in respect of one or more than one
relevant contract entered into on the same day, consolidate the contract note
with any statement of account it is required to prepare and provide to the
client under section 8 or 9 (or any consolidation of such statements of
account under section 10) in respect of the same day.



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