Hong Kong Regulations

SECURITIES AND FUTURES (CLIENT MONEY) RULES

- CHAPTER 571I

TABLE OF PROVISIONS

           Long Title

   1.      (Omitted as spent)
   2.      Interpretation
   3.      Application
   4.      Payment of client money into segregated accounts
   5.      Payment of client money out of segregated accounts
   6.      Treatment of interest on client money held in segregated accounts
   7.      Requirements in respect of a client's written direction
   8.      Requirements in respect of a client's standing authority
   9.      Receipt of cheques for client money
   10.     Requirement to pay money other than client money out of segregated
           accounts
   11.     Reporting of non-compliance with certain provisions of these Rules
   12.     Penalties


[ Note: This table has been automatically generated and may be incomplete. ]