HKLII Hong Kong Regulations

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SECURITIES AND FUTURES (CLIENT SECURITIES) RULES - SECT 14

Transitional

In relation to—

   (a)  an intermediary which is licensed immediately prior to 1 October 2006
        for dealing in securities; or

   (b)  an intermediary which is licensed immediately prior to 1 October 2006
        for securities margin financing, for the period from 1 October 2006 to
        30 September 2007, any reference in section 8A(3) to 140% shall be
        construed as a reference to 180%. (L.N. 118 of 2006)



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