Hong Kong Regulations

SECURITIES AND FUTURES (EXEMPTED INSTRUMENTS-INFORMATION) RULES - SCHEDULE SCHEDULE

[section 3]

INFORMATION TO BE SUBMITTED IN RESPECT OF ADVERTISEMENT, INVITATION OR
DOCUMENT

Item Information to be submitted 1. Description of the instrument as issued
(stating whether it is negotiable/fixed rate/floating rate certificate of
deposit/bill of exchange/promissory note or another form of instrument) 2.
Name of the issuer 3. Name of the guarantor 4. Total amount of the issue or
maximum amount of the facility/programme 5. Currency (stating whether it is
denominated in HK$/US$/Euro/￡/A$/NZ$ or another currency) 6. Minimum
denomination 7. Solicitors to the issuer 8. Deposit date 9. Maturity date 10.
Interest payments (specifying the intervals at which they are payable, e.g.
quarterly/semiannually/annually or by reference to another period) 11. Tenors
available under the facility/programme 12. Terms of the facility/programme 13.
Purchase/issue price 14. Names of the parties involved (lead
manager/underwriter/arranger/dealer/others) 15. Names of the facility agents,
issue agents and paying agents 16. Place and manner of payment at maturity 17.
Status of the obligations of the issuer and guarantor 18. Governing law