Hong Kong Regulations

SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES - SECT 8

Application of Part 3

(Past version on 01/04/2003).

PART 3

LEVY PAYABLE IN RESPECT OF SALE AND PURCHASE OF FUTURES CONTRACTS

(1) This Part does not apply in relation to a sale and purchase of a futures
contract unless it is traded on a recognized futures market. (L.N. 108 of
2005)

(2) This Part is subject to the provisions in Part 5. (L.N. 108 of 2005)