Hong Kong Regulations

SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES - SECT 3

Application of Part 2

(Past version on 01/04/2003).

PART 2

LEVY PAYABLE IN RESPECT OF SALE AND PURCHASE OF SECURITIES

(1) This Part does not apply in relation to a sale and purchase of securities
unless it is recorded on a recognized stock market or notified to a recognized
exchange company under its rules. (L.N. 108 of 2005)

(2) This Part is subject to the provisions in Part 5. (L.N. 108 of 2005)