Hong Kong Regulations

SECURITIES AND FUTURES (INVESTOR COMPENSATION-LEVY) RULES - SECT 20

Report

Caution: This is a past version. See the current version here.

(1) The Exchange Company shall, within one month after 31 March in each year
or such longer period as may be specified by the Commission either generally
or in a particular case, furnish to the Commission a report certifying that
the returns furnished under section 15 and relating to all remittances made in
the 12 months ending on 31 March in that year are correct and comply with
these Rules, and that the levies to which the remittances relate have been
paid in accordance with these Rules.

(2) The report furnished under subsection (1) shall be-

   (a)  in such form as may be specified by the Commission; and

   (b)  prepared and certified, at the expense of the Exchange Company, by an
        auditor appointed by the Exchange Company under the Companies 
        Ordinance ( Cap 32).