Hong Kong Regulations

SECURITIES AND FUTURES (LEVY) RULES - SECT 10

Report

(1) The Exchange Company shall, within one month after 31 March in each year
or such longer period as may be specified by the Commission either generally
or in a particular case, furnish to the Commission a report certifying that
the returns furnished under section 5 and relating to all remittances made in
the 12 months ending on 31 March in that year are correct and comply with
these Rules, and that the levies to which the remittances relate have been
paid in accordance with the Securities and  Futures (Levy) Order (Cap 571 sub.
leg. Z).

(2) The report furnished under subsection (1) shall be-

   (a)  in such form as may be specified by the Commission; and

   (b)  prepared and certified, at the expense of the Exchange Company, by an
        auditor appointed by the Exchange Company under the Companies 
        Ordinance ( Cap 32).