HKLII Hong Kong Regulations

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SECURITIES AND FUTURES (UNSOLICITED CALLS-EXCLUSION) RULES - SECT 2

Interpretation

In these Rules, unless the context otherwise requires-

"call" (造訪) has the meaning assigned to it by section 174(7) of the
Ordinance;

"Monetary Authority guideline" (《金融管理專員指引》) means the
Guideline of the Monetary Authority issued in November 1995 and published in
the Gazette under section 7(3) of the Banking Ordinance ( Cap 155) as G.N.
4679 of 1995 on 17 November 1995, as amended and published under that section
from time to time;

"recipient" (接收人), in relation to a communication, includes a person who
reads or hears the communication;

"unsolicited call" (未獲邀約的造訪) has the meaning assigned to it by
section 174(7) of the Ordinance.

"call" (造訪)

"Monetary Authority guideline" (《金融管理專員指引》)

"recipient" (接收人)

"unsolicited call" (未獲邀約的造訪)



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