Hong Kong Regulations

OCCUPATIONAL RETIREMENT SCHEMES (MEMBER'S REQUEST FOR INFORMATION ON SCHEME ASSETS) RULES - SCHEDULE SCHEDULE

(Past version on 30/06/1997).

[sections 2 & 5]

NOTICE

A notice given under section 35(3)(b) of the Occupational Retirement 
Schemes Ordinance ( Cap 426) to the designated person of
...........................................................................
..........
...........................................................................
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(state the name of the relevant occupational retirement scheme) ("the scheme")
on .........................

   (date)

I, ...........................................................................
.......................................................
(full name of the requesting member) of
...........................................................................
.............................................................,

   (address) hereby request that the following information of the scheme be
        supplied to me-

*□ 1. The latest available aggregate market value of the scheme's total
assets.

*□ 2. Whether or not on the date of this request the requirement of
section 27(2) of the Occupational Retirement Schemes Ordinance ( Cap 426) was
complied with as regards the scheme and, if it was not complied with, the
particulars of all the restricted investments which formed the whole or part
of the assets of the scheme on that date and the proportion of the market
value or, where such value cannot be ascertained, the aggregate net realizable
value of those investments to the aggregate market value or

(where appropriate) the net realizable value of the scheme's total assets as a
whole as on such date.

*□ 3. (Where on the date of this request the market value or, where such
value cannot be ascertained, the net realizable value of a particular security
then forming part of the scheme's assets exceeded 10% of the market value or,
where appropriate, the net realizable value on such date of the scheme's
assets as a whole) the particulars of such security and the percentage it then
formed of that market value or (where appropriate) the net realizable value.

*□ 4. (Where on the date of this request the market value or, if such value
cannot be ascertained, the net realizable value, of investments in the share
capital of bodies corporate under section 27(3)(a) of the
Occupational Retirement Schemes Ordinance ( Cap 426) then forming part of the
scheme's assets exceeded 5% of the market value or, where appropriate, the net
realizable value on such date of the scheme's assets as a whole) the
particulars of the investments and the percentage they then formed of the
market value or (where appropriate) the net realizable value.

* Tick where appropriate.
(May choose more than 1 item).

........................................................... (Signature of the
requesting member)

We, the undersigned, support
...........................................................................
..............
(full name of the requesting member) in his request for the aforesaid
information.

Signature Name of member
(see Note 1) Hong Kong Identity
Card Number
(see Note 2)

NOTE: 1. Please write your full name in block letters.
2. You do not have to fill in this column if you do not have a Hong Kong
Identity Card. (Enacted 1993. L.N. 238 of 1999)